Insights &#038; Resources

SEC’s Review of Accredited Investor Definition: Implications for Private Funds

The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.

SEC Announces 2024 Examination Priorities

The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.

SEC Updates Beneficial Owner Rules

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.

Questions to Raise at Your Next Quarterly Board Meeting

Boards and management should examine how traditional and emerging risks, especially generative AI and other new technology, may affect their operations.

Will ChatGPT Be Joining Your Finance Team?

Finance professionals know that timeliness and accuracy of information is key. How can finance teams make the best use ChatGPT?

SEC Adopts New Requirements for Private Fund Advisers

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

Accounting and SEC Update: Second Quarter

Sustainability reporting, cybersecurity guidelines and trends in stock-based compensation were topics for discussion at Weaver’s quarterly SEC Updates conversation.

Questions to Ask at Your Upcoming Board Meeting

Weaver offers several topics to incorporate into the discussions at your next board and committee meetings. Consider these questions for your upcoming board meeting.

SEC Proposes Broadening Custody Rule for Investment Advisers

The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.

SEC Sets Its Sights on Private Fund Advisers

The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.

Topics to Discuss at Your Next Board Meeting

How will rising interest rates, supply chain issues & cybersecurity concerns affect your company? Consider these and other topics for your next board meeting.