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The NAM survey conducted in November 2023 covers key trends and economic outlook among manufacturers. Learn more.
The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.
The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.
The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.
Weaver’s IT and Accounting Advisory leaders discuss new SEC cybersecurity rules and the use of generative AI. Learn more.
Finance professionals know that timeliness and accuracy of information is key. How can finance teams make the best use ChatGPT?
Beginning January 2024, many small businesses will face a new requirement to file a beneficial ownership information (BOI) report. Learn more about this requirement.
The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.
Sustainability reporting, cybersecurity guidelines and trends in stock-based compensation were topics for discussion at Weaver’s quarterly SEC Updates conversation.
Exceptions around segregation of duties is common for organizations with lean staffing models. Learn affordable tips on mitigating risk when hiring isn't an option.
The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.
The SEC recently announced that, in its fiscal year 2022, 760 enforcement actions were filed resulting in a record $6.4 billion in money ordered from SEC actions.