Insights & Resources

If FinCEN’s proposed rule is adopted, SEC Registered Investment Advisers and Exempt Reporting Advisers would be subject to FinCEN’s AML and CFT requirements.

The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.

Administrative, physical, and technical safeguards are an essential element of HIPAA security and essential for protecting PHI and ePHI.

Find out how the new FAFSA form is likely to create challenges and opportunities for higher education institutions and families.

The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.

California’s landmark legislative package places unprecedented climate reporting requirements on public and private companies that do business in California.

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

Weaver can assist Texas community colleges in developing solid data analytics infrastructure to prepare for the transition to new state funding requirements.

Weaver can assist public companies with actionable steps to respond to new SEC cyber security disclosure requirements. Find out how.

Federal financial institution regulatory agencies updated their existing guidance on liquidity risks and contingency planning for depository institutions.

The DOE hosted two webinars for recipients of HEERF awards. To ensure compliance with the terms of their award, recipients should consider several items covered.