Insights & Resources

If FinCEN’s proposed rule is adopted, SEC Registered Investment Advisers and Exempt Reporting Advisers would be subject to FinCEN’s AML and CFT requirements.

Change Healthcare was impacted by a cybersecurity incident that breached its information technology network.

The AT&T infrastructure outage on February 22 affected a national audience and launched conversations around cybersecurity and supply chain dependence.

After ransomware attacks severely impacted Atlanta, Oakland and other major cities across the nation, the need for government agencies to improve cyber risk should have been clear.

The SEC staff report may lead to a revised definition which could create challenges for private funds’ investor qualification procedures and compliance program.

As artificial intelligence serves as a tool for scams, phishing and fraud, financial professionals must learn to use AI as a way to improve speed, scalability and threat intelligence.

The SEC’s 2024 examination priorities which will focus on key risks for private funds and exam priorities for the upcoming year.

The SEC has made the first material change in beneficial owner reporting in almost 50 years with updates to Regulation 13D-G.

The SEC adopted a final rule under the Investment Advisers Act of 1940 that will greatly increase the accounting and audit requirements for private fund advisors.

In an effort to strengthen cybersecurity in schools, organizations are offering support to enhance and strengthen their cybersecurity measures. Learn more.

The SEC announced proposed rules to broaden the application of the current investment adviser custody rule beyond client funds and securities.